TEST ISO-9001-LEAD-AUDITOR PDF | NEW ISO-9001-LEAD-AUDITOR EXAM FEE

Test ISO-9001-Lead-Auditor Pdf | New ISO-9001-Lead-Auditor Exam Fee

Test ISO-9001-Lead-Auditor Pdf | New ISO-9001-Lead-Auditor Exam Fee

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PECB QMS ISO 9001:2015 Lead Auditor Exam Sample Questions (Q77-Q82):

NEW QUESTION # 77
During a Stage 1 audit, the Quality Manager asks that the audit includes coverage of a new work area they have expanded into since the application was made.
Which of the following two actions should the auditor take?

  • A. Advise the Quality Manager that an extension of the scope is possible but will have to go through established procedures.
  • B. Suggest that the Quality Manager cancels the audit contract and reapplies for the new situation.
  • C. Advise the Quality Manager that the audit scope has been set and the audit will proceed as planned.
  • D. Determine whether the Quality Management System covers the new work area and, if so, proceed with the audit.
  • E. Advise the Quality Manager that, within the existing scope, the new work area can be included without any problem.
  • F. Suggest that she will advise the programme manager that the audit scope should be revised to include the new work area.

Answer: A,F

Explanation:
A Stage 1 audit is a preliminary assessment to evaluate the readiness of the organisation for the Stage 2 certification audit. The audit scope is defined by the audit client and the certification body based on the application and the contract. If the organisation wants to include a new work area that was not part of the original scope, the auditor should advise the Quality Manager that an extension of the scope is possible but will have to go through established procedures, such as submitting a formal request, providing relevant information, and paying additional fees. The auditor should also suggest that the Quality Manager will advise the programme manager, who is responsible for managing the audit programme, that the audit scope should be revised to include the new work area. The programme manager will then decide whether to approve or reject the request, and communicate the decision to the auditor and the Quality Manager. The auditor should not proceed with the audit of the new work area without the approval of the programme manager and the confirmation of the audit scope. 1234 References:
1: ISO 19011:2018 - Guidelines for auditing management systems
2: ISO 9001 Certification Audits | Stage 1 and Stage 2 - 9001. Simplified
3: What is the difference between Stage 1 and Stage 2 Audits? - ISO Update
4: Getting Certified to ISO 9001 - the Stage 1 Audit


NEW QUESTION # 78
Which of the following is a record related to the audit program that should be managed and maintained?

  • A. Schedule of audits
  • B. Maintenance and improvement of competence
  • C. Objective audit evidence and findings

Answer: A

Explanation:
Comprehensive and Detailed In-Depth Explanation:
ISO 19011:2018, Clause 5.4 (Audit Records Management) states that the audit schedule must be maintained as a key record.
Thus, C is the correct answer.
Reference:
ISO 19011:2018, Clause 5.4 (Audit Records Management)


NEW QUESTION # 79
Which of the options below is an example of minor nonconformity?

  • A. Lack of commitment from the top management
  • B. Some of the nonconformities were not closed as planned (on time) and no justification was provided or documented
  • C. Lack of corrective actions to address recurrent incidents

Answer: B

Explanation:
Comprehensive and Detailed In-Depth Explanation:
Minor nonconformities are isolated issues that do not significantly impact the QMS but still require correction.
* Failure to close nonconformities on time (Answer A) is a procedural issue and is considered minor unless it leads to repeated failures.
Major nonconformities include:
* Lack of top management commitment (Answer B), which affects leadership and strategic direction.
* Failure to take corrective actions for recurrent issues (Answer C), which indicates systemic failure.
Reference:
ISO 9001:2015, Clause 10.2 (Nonconformity and Corrective Action)


NEW QUESTION # 80
You are conducting an ISO 9001 audit of a Materials Recycling Facility (MRF). The company processes waste plastics into raw material for plastic bottle manufacturers. You reach the manual picking line where operators are removing contaminant materials from incoming products, such as plastic bags, plastic film and badly contaminated items that would compromise the recycling process.
You interview the line supervisor.
You: "Why are these plastic items being rejected at this stage?"
Auditee: "They do not meet our processing standards."
You: "What is the reason for that?"
Auditee: "These items are likely to damage the machinery down the line. They can also compromise our quality standards. We need to protect our reputation for good quality output materials." You: "What happens to the rejected items?" Auditee: "Some get melted down in another process later on and some are disposed of as waste products that cannot be recycled." You: "What happens to the waste products?" Auditee: "I'm not sure. I suppose they go to landfill." After further auditing, you have gathered additional evidence.

Answer:

Explanation:

Explanation:
A # 8.4.3.a
B # 7.2.b
C # 10.2.2
D # 10.2.1
E # 6.2
Comprehensive and Detailed Explanation From Exact Extract:
# A. There is no specification for incoming materials # 8.4.3.a
Clause 8.4.3(a) relates to the control of externally provided processes, products, and services, specifically the requirement to communicate appropriate specifications and requirements to suppliers:
"The organization shall ensure the adequacy of requirements prior to their communication to the external provider." Failure to specify requirements for incoming materials (e.g., what is acceptable waste plastic) risks compromising product quality.
# B. The picking operators have been trained # 7.2.b
Clause 7.2(b) relates to Competence and mandates:
"Ensure that these persons are competent on the basis of appropriate education, training, or experience." Training is a critical part of establishing and maintaining operator competence in quality-affecting tasks.
# C. The picked reject materials are not documented # 10.2.2
This clause focuses on the retention of documented information regarding nonconformities and actions taken:
"The organization shall retain documented information as evidence of: the nature of the nonconformities and any subsequent actions taken..." If rejects are not recorded, traceability and root cause analysis for quality failures are weakened.
# D. The rejected materials are segregated # 10.2.1
Clause 10.2.1 relates to nonconformity and corrective action, including containment activities such as:
"Deal with nonconforming outputs in one or more of the following ways: correction; segregation, containment..." Segregation ensures nonconforming material doesn't contaminate acceptable output.
# E. Management has set an objective for the level of rejects # 6.2
Clause 6.2 is about quality objectives. It requires organizations to:
"Establish quality objectives at relevant functions... The quality objectives shall be measurable..." Setting a measurable reject-level target aligns with improving process control and reducing waste.
References:
ISO 9001:2015 Clause 8.4.3.a - Information for External Providers
ISO 9001:2015 Clause 7.2.b - Competence
ISO 9001:2015 Clause 10.2.2 - Documentation of Nonconformity
ISO 9001:2015 Clause 10.2.1 - Control of Nonconforming Outputs
ISO 9001:2015 Clause 6.2 - Quality Objectives


NEW QUESTION # 81
Which of the options below is an example of minor nonconformity?

  • A. Lack of commitment from the top management
  • B. Some of the nonconformities were not closed as planned (on time) and no justification was provided or documented
  • C. Lack of corrective actions to address recurrent incidents

Answer: B

Explanation:
Comprehensive and Detailed In-Depth Explanation:Minor nonconformities are isolated issues that do not significantly impact the QMS but still require correction.
* Failure to close nonconformities on time (Answer A) is a procedural issue and is considered minor unless it leads to repeated failures.
Major nonconformities include:
* Lack of top management commitment (Answer B), which affects leadership and strategic direction.
* Failure to take corrective actions for recurrent issues (Answer C), which indicates systemic failure.


NEW QUESTION # 82
......

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